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["Members involved in executing off-Order Transactions must ensure the following,"]
[1,"Securities and cash obligation resulted from reporting a Direct Deal Execution (DDE) is settlement completely on its respective settlement date."]
[2,"Members on the Buy side have sufficient funds available to settle off-Order Book (OOB) transaction, pursuant to Nasdaq Dubai margin policy, members must make sure that a minimum of 20% of the deal value to be executed is available in their Collateral lodged with Nasdaq Dubai before reporting OOB."]
[3,"Members on the Sell side have the quantity of the securities subject to the deal available in the trading account and not in CSD account"]
["Direct Deal Execution (DDE) Process "]
[1,"Members will be able to place and execute DDEs directly on the Trading System either by placing their orders through the new Negotiated Deal Order window on the DFM ME XWSystem or through the Broker’s Order Management System using FIX Gateway ."]
[2,"Members must send a request by filling out the “Trade Reporting Form” available on Nasdaq Dubai website and email it to Trading@nasdaqdubai.com."]
[3,"Buy side member must send a request by filling out the buy side of the “Trade Reporting Form”, get it signed by an authorized signatory, email it to trading@nasdaqdubai.com, then report the buy side details in the Negotiated Deal Order window."]
[4,"Sell side member must send a request by filling out  the sell side of the “Trade Reporting Form”, get it signed by an authorized signatory, email it to trading@nasdaqdubai.com, then report the sell side details in the Negotiated Deal Order window."]
[5,"For Cross deal, member must send a request by filling out both sides of the “Trade Reporting Form”, get it signed by an authorized signatory, email it to trading@nasdaqdubai.com, then report both sides details in the Negotiated Deal Order window."]
[6,"Nasdaq Dubai Trading team will verify the DDE details submitted through the trade Reporting Form Vs the details placed on trading system through Negotiated Deal Order Window, to check if the details are compliant with the requirements and conditions set in the new OOB transaction policy.The Trading team will “confirm” the DDE on the trading system if the details were complaint or will “reject” it if the details were non-complaint."]
[7,"Members will receive confirmation on executed DDEs through the trading system, and they can view the executed DDEs on Nasdaq Dubai Market Watch page under Off-Order Book Transactions.   "]

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[]
[null,"Form T1"]
["i","Trade Reporting Form"]
[]
["Buy Transaction Details"]
["Member Name:",null,null,null,"Block/Cross:",null,"Trade Date:",null,null,null,null,null,"\n"]
["#","Trading A/c no.","Client Name","Symbol","Volume","Price","Trader ID","Counterparty"]
[1]
[{"$f":"A8+1","v":2}]
[3]
[4]
[5]
[{"$f":"A12+1","v":6},null,null,null,null,null,null,null,null,null,"\n\n"]
[{"$f":"A13+1","v":7}]
[8]
[9]
[10]
["Total",null,null,null,{"$f":"SUBTOTAL(109,Table2[Volume])","v":0}]
["Sell Transaction Details"]
["Member Name:",null,null,null,"Block/Cross:",null,"Trade Date:"]
["#","Trading A/c no.","Client Name","Symbol","Volume","Price","Trader ID","Counterparty"]
[1]
[{"$f":"A22+1","v":2}]
[{"$f":"A23+1","v":3}]
[4]
[{"$f":"A25+1","v":5}]
[6]
[7]
[8]
[9]
[10]
["Total",null,null,null,{"$f":"SUBTOTAL(109,Table7[Volume])","v":0}]
["I confirm that I have the appropriate authority and regulatory approvals to authorise this order request and sign this form."]
["Authorised Signatory"]
["Signature",null,null,null,"Date & Time"]
[]
["Disclaimer\nIn accordance with Nasdaq Dubai Business Rule 2.11, the Member has undertaken to indemnify Nasdaq Dubai and each of its agent, including, without limitation, the applicable Buy-in Agent (if any), against all direct losses, costs, damages, expenses and liabilities whatsoever (“Losses”) incurred or suffered by Nasdaq Dubai or such agent (if any) where such Losses arose out of or in connection with any breach by the Member of its obligations under the Rules, including, without limitation, the occurrence of a Settlement Fail, or any willful, unlawful, reckless or negligent act or omission by the Member. Nasdaq Dubai reserves the sole discretion to allow Block/Cross trades in accordance with rules. "]
["For Internal Use only"]
["Entered by       ………………………………………",null,null,null,"Checked by","……………………………………"]
["Date & Time    ………………………………………",null,null,null,"Date & Time","……………………………………"]